The FCA Investigation Process Explained
Gherson_solicitorsFull Course Overview
This course provides a step-by-step overview of how FCA investigations are conducted, from the initial decision to investigate through evidence gathering, interviews, enforcement decisions, and potential outcomes.
Learning Objectives
- Understand the FCA investigation lifecycle
- Recognise investigative powers available to the FCA
- Understand evidence gathering and interviews
- Identify possible enforcement outcomes
- Appreciate the importance of early legal advice
This course forms part of the Gherson Legal Insights Series on LexconX, providing practical introductions to complex legal topics for legal professionals, compliance teams, businesses, and learners.